CHAPTER IX

Article 92: Power to conduct evaluations

Plain English Summary

What this article does: Gives the AI Office the power to conduct evaluations of GPAI models. Who it applies to: The AI Office and GPAI model providers. Key requirements: Para 1: The AI Office may conduct evaluations of GPAI models to assess compliance, including by requesting the provider to carry out specific tests. Para 2: May request access to the model through APIs or other appropriate technical means. Para 3: May use independent experts or external organisations to assist in evaluations. Para 4: Providers must cooperate with the AI Office during evaluations. Para 5: The AI Office must protect trade secrets and confidential information.

1. The AI Office, after consulting the Board, may conduct evaluations of the general-purpose AI model concerned: (a) to assess compliance of the provider with obligations under this Regulation, where the information gathered pursuant to is insufficient; or (b) to investigate systemic risks at Union level of general-purpose AI models with systemic risk, in particular following a qualified alert from the scientific panel in accordance with (1), point (a).

2. The Commission may decide to appoint independent experts to carry out evaluations on its behalf, including from the scientific panel established pursuant to Article

68. Independent experts appointed for this task shall meet the criteria outlined in (2).

3. For the purposes of paragraph 1, the Commission may request access to the general-purpose AI model concerned through APIs or further appropriate technical means and tools, including source code.

4. The request for access shall state the legal basis, the purpose and reasons of the request and set the period within which the access is to be provided, and the fines provided for in for failure to provide access.

5. The providers of the general-purpose AI model concerned or its representative shall supply the information requested. In the case of legal persons, companies or firms, or where the provider has no legal personality, the persons authorised to represent them by law or by their statutes, shall provide the access requested on behalf of the provider of the general-purpose AI model concerned.

6. The Commission shall adopt implementing acts setting out the detailed arrangements and the conditions for the evaluations, including the detailed arrangements for involving independent experts, and the procedure for the selection thereof. Those implementing acts shall be adopted in accordance with the examination procedure referred to in (2).

7. Prior to requesting access to the general-purpose AI model concerned, the AI Office may initiate a structured dialogue with the provider of the general-purpose AI model to gather more information on the internal testing of the model, internal safeguards for preventing systemic risks, and other internal procedures and measures the provider has taken to mitigate such risks.

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